VAPT for SEBI-Regulated Entities

SEBI's Cyber Security and Cyber Resilience Framework (CSCRF) requires regulated entities to run continuous VAPT, demonstrate evidence-based maturity, and report serious incidents to SEBI's CSIRT. Digital Defense delivers CSCRF-aligned VAPT for stock brokers, AMCs, MIIs, KRAs, RTAs and clearing corporations — with reports designed for SEBI and CERT-In review.

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Who needs this

  • Stock brokers and depository participants (qualified, mid-size, broker-tech)

  • AMCs, mutual fund houses and portfolio managers

  • Market Infrastructure Institutions (MIIs): exchanges, clearing corps, depositories

  • Investment advisors, research analysts, KRAs and RTAs

  • SEBI-regulated alternative investment funds (AIFs)

Problems we solve

  • 01

    CSCRF audit findings on weak segregation between trading and surveillance environments

  • 02

    Repeated VAPT failures on order-management systems, RMS, smart-order routers and back-office reconciliation

  • 03

    API exposure on mobile trading apps (depth, position, P&L) without auth-binding to device/session

  • 04

    Insufficient evidence for SEBI CSIRT incident reporting (TTPs, indicators, timelines)

  • 05

    Lack of evidence for cyber-resilience drills, table-tops and DR fire-drills

Our methodology

  1. 1

    CSCRF maturity baseline

    Mapping current controls against CSCRF's Identify-Protect-Detect-Respond-Recover pillars, with gap heat-map.

  2. 2

    Asset & data classification

    Categorize critical, sensitive, supporting systems per SEBI definitions; align RTO/RPO.

  3. 3

    VAPT on critical apps

    OMS, RMS, trading mobile + web, surveillance, mid-office, back-office, partner APIs, depository connect, KYC service.

  4. 4

    Red-team scenario tests

    Insider broker compromise, mass-order injection, latency-arb abuse, market-data poisoning, position-leak simulations.

  5. 5

    DR / table-top drills

    Coordinated CSIRT-style table-top exercise; documented incident playbook and SEBI reporting templates.

  6. 6

    Report & evidence pack

    VAPT report + CSCRF compliance matrix + auditor sign-off + CSIRT-ready evidence pack for SEBI inspections.

What you receive

  • CSCRF compliance gap-assessment report

  • Detailed VAPT report (CERT-In Empanelled, CSCRF aligned)

  • Red-team scenario test report with TTPs / MITRE ATT&CK mapping

  • Incident response playbook + SEBI CSIRT reporting templates

  • DR / table-top drill report + sign-off

Frequently asked questions

Is your VAPT aligned with SEBI's CSCRF framework?

Yes — we map all findings to CSCRF's IPDRR pillars and provide a compliance matrix accepted by SEBI inspections and statutory auditors.

Do you handle qualified stock broker scope?

Yes. We run dedicated VAPT and audit scopes for QSBs, including the additional cyber-resilience drills, segregation requirements and quarterly evidence reporting.

Can you provide CSIRT incident reporting support?

Yes — we ship incident playbooks, SEBI CSIRT report templates, and operate a 24×7 incident response retainer for material cyber incidents.

Do you cover MII-level scope (exchanges, depositories)?

Yes. Engagements at MII scale include trading core, surveillance, market-data, settlement, depository-connect, KYC service, partner APIs and 3rd-party assessor coordination.

How often should CSCRF VAPT happen?

SEBI requires at least annual VAPT for critical systems and semi-annual for high-risk systems; QSBs and MIIs typically run quarterly continuous VAPT to stay audit-ready.

Ready to scope this engagement?

Talk to Digital Defense — India's CERT-In Empanelled cybersecurity team.

Book a consultation

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